Specializing in retirement planning and personalized investment management.

Blog: Lawyers, Guns & Money

There's a little bit of everything here. We may post articles about retirement, highlights of certain investments or even stories of scandals and crooks in our industry.

The Dow's Large Point Drop on Monday
The Dow's Large Point Drop on Monday

I’m sure you heard about the market drop last week and into today.  The media is having a field day with “the largest single-day point drop ever for the Dow”.  It was a big drop, and yes, point-wise, it was the largest drop.  However, we’re also dealing with much larger numbers now (Dow 25,000+) so it’s to be expected.   

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FINRA Suspends & Fines Broker - you'll never guess why
FINRA Suspends & Fines Broker - you'll never guess why

The Financial Industry Regulatory Authority Inc. (FINRA) has suspended and fired a former registered representative with Edward Jones, for impersonating a competing adviser and using that adviser's information to create explicit internet ads seeking sexual encounters with men. 

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