Lawyers, Guns & Money
Why is it important to work with a fiduciary?
This section of our site is dedicated to all the low-down, no-good, thieving rascals of the industry. It’s a shame that people were hurt by their actions, but at least we can smile (and maybe even laugh) knowing that they are getting what they deserve.
Each month brings new headlines. If you are interested in reading more about a particular story, just highlight the headline and right click on "search Google" (or the search engine of your choice).
April 2015
30-Apr-2015
California Hedge Fund Firm Misused Funds To Pay Operating Expenses, SEC Says
TIAA-CREF, Other Investors Sue, Alleging $900M Fee-Driven Scheme By Schorsch
Ex-JPMorgan Chase Broker Charged For Taking And Losing Millions
Boston Advisor Ordered To Pay $48.5M For 'Grossly Unsuitable' Investment
Man Charged In Scheme Said To Be N.Y. Ex-Speaker Son-In-Law
SEC Accuses Ex-Giants Cornerback Allen Of Running Ponzi Scheme
March 2015
31-Mar-2015
JPMorgan Executives Deposed In SEC Asset-Management ProbeTilton's Patriarch Partners Accused Of $200M Fraud By SEC
Former N.Y. B-D Execs Jailed For Venezuelan Bribe Scheme
Former NJ Broker Indicted For Allegedly Gambling Clients' Money Away
Northwestern Mutual To Pay $84M To Settle Annuities Lawsuit
Montel Williams Payday Loan Advertiser Fined $2.1 Million
Investment Advisor Admits Phony Winklevoss Ties
SEC Charges HD Vest With Failing To Supervise Registered Representative
SEC Charges Ponzi Schemer Took Would-Be Uber Investors For A Ride
Still want more scams? Check out www.ponzitracker.com and www.sec.gov/litigation/litreleases.shtml