Specializing in retirement planning and personalized investment management.

Initial Questionnaire

Please complete this questionnaire at least 4 hours prior to our scheduled meeting. It should only take a few minutes. Thank you for your time as this information will help us run our meeting more efficiently.

Security: This form is submitted over a secure server and we do not ask for specific identifying information. If for some reason you are not comfortable with this, please use the PDF version of this form and use a more preferred delivery.

Less than $125,000
$125,000 - $250,000
Over $250,000


SUMMARY OF ASSETS (estimates are fine)

Bank Accounts:

Retirement Accounts:

Investment Accounts:

Other Major Assets / Debt:


Are there any other financial Goals that are important to you? (to not run out of money in retirement, maintain standard of living, retire at a certain age, education funding, leave a legacy etc.)


Retirement Planning
Lifetime Income
College Funding
Portfolio Allocation / Investments
Stock Options / RSUs
Real Estate / Business Interests

Cash / Debt Management
Life Insurance
Other Insurance
Tax Reduction
Wills / Trusts / Estate Planning
Philanthropy / Charitable Giving

My situation is not too complicated, I’d like a general overall financial plan
I’d like an overall financial / retirement plan, but my situation is more complex (large assets, stock options, RSUs, rental real estate, business ownership, estate planning issues)
I’m mainly interested in a retirement plan (here’s what I have and here’s what I’d like to do, will it work?, How do I make it last? Etc.)

Investment Portfolio Services

I’d prefer professional investment management
I might want professional investment management
I might want to invest myself
Defnitely want to invest myself