June 2017

Advisor Who Bilked NBA's Tim Duncan Gets 4 Years, $7.5 Million In Restitution
The former basketball player was urged to make loans to a failing sports merchandise company.

Miami Man Faces $120 Million Fine For 96-Million Robocall Spree
The case involves the mother of all robocall spoofing schemes.

Fraudster Spent Client Money On His Lawn And Home
A money manager enticed investors out of $6 million by showcasing a lavish lifestyle, the SEC says.

Finra Bars Former Ameriprise Rep
The rep is accused of secretly running a business that raised $100 million from foreign investors seeking U.S. residency.

Ex-State Street Exec To Plead Guilty In U.S. To Fraud Scheme
He is among three former State Street executives accused of reaping secret commissions on billions of dollars worth of trades.