Layover Leads to Arrest of $300 Million Pump-and-Dump Mastermind Alabama Advisor Arrested For $2.5 Million Theft Finra Scrutinizing Mutual Fund Overcharges Florida Advisor Fined After Targeting Retired Teachers, Cops In Ponzi Scheme SEC Bars Two Inside Traders Boston RIA's Clients Allegedly Lost $12M In Client Assets 80-year-old Advisor Steals From Church Nursery School Broker Tried To Inherit Alzheimer Victim's Money, Finra Charges Mike Tyson's Former Advisor Charged By SEC N.J. Fund Manager Charged With Stealing $4 Million For Cars, Jewelry Day Trader, Friends Charged In $4.4M Insider-Trading Scheme SEC Closes Case On Former NAPFA Chair Serving 16-Year Prison Term Investment Scams Prompt SEC Consumer Warning Merrill Lynch Pays $11 Million To Settle Short-Sale Violations