July 2015

CFP Board Disciplines Advisors

Pair Charged With $8M Fraud By SEC

Pump-And-Dump Scheme Used Global E-Mails, SEC says

A Wisconsin Man Gets Prison For Fraudulent Credit Card Scheme

Pennsylvania Attorney Charged With Insider Trading On Insurance Merger

Insider Trading Middleman Ate Evidence, SEC Says

Advisor, Race-Car Driver Guilty Of Swindling Millions From NHL Stars

Oil And Gas CEO Charged In $68 Million Ponzi Scheme

Florida Man Promised Investors A Gold Mine, SEC Says

Former Pa. Broker Bought Condos With Stolen Client Money, SEC Says